# Vietnam securities regulatory enforcement

> Developing situation record from CLSTR: https://clstr.news/situations/vietnam-securities-regulatory-enforcement
> Updated: 2026-11-09T14:05:03.000Z. Sources: 2. Developments: 2.

The State Securities Inspectorate and the State Securities Commission of Vietnam have issued administrative fines to investment firms for disclosure violations.

In late October 2026, IDJ Vietnam Investment JSC was fined 92.5 million VND for failing to publish audited financial statements and an annual report within required deadlines. This regulatory action followed reports of a significant financial downturn for the company, including an 86.9% year-on-year drop in net revenue.

In November 2026, F88 Investment JSC received a 150 million VND fine for disclosing incorrect information within a prospectus. The error concerned the reported number of board memberships held by a specific individual. The company was ordered to issue a formal correction of the data.

## Timeline

### 2026-11-09: F88 Investment JSC fined for incorrect information disclosure

F88 Investment JSC was fined 150 million VND by Vietnam's State Securities Commission for disclosing inaccurate board membership information in its 2026 prospectus.

2 sources. https://clstr.news/cluster/f88-investment-jsc-fined-for-incorrect-information-disclosure

### 2026-10-29: IDJ Vietnam fined for delayed information disclosure

IDJ Vietnam Investment JSC was fined 92.5 million VND for failing to disclose 2025 financial reports and annual documents on time.

3 sources. https://clstr.news/cluster/idj-vietnam-fined-for-delayed-information-disclosure

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Cite as: Vietnam securities regulatory enforcement. CLSTR, https://clstr.news/situations/vietnam-securities-regulatory-enforcement