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[BUSINESS] · United States · 6 sources

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SEC investigates AI-driven SPVs and considers shifting shareholder rules to states

The U.S. Securities and Exchange Commission (SEC) is reportedly scrutinizing special purpose vehicles (SPVs) to ensure they hold the private stock they claim to offer. This inquiry is particularly relevant to the artificial intelligence sector, where high-profile companies like OpenAI and Anthropic have driven massive private-market interest. According to Stanford’s AI Index for 2026, global private investments in AI grew by 127.5% in 2025, reaching $344.7 billion.

In a separate regulatory move, the SEC is considering a proposal to rescind Rule 14a-8. This rule currently governs shareholder proposals in public companies' annual proxy statements. SEC Chairman Paul Atkins has suggested that the rule exceeds the Commission’s authority and infringes upon state laws, proposing instead that the power to regulate such proposals be returned to individual states.

Entities

Anthropic · OpenAI · Paul Atkins · U.S. Securities and Exchange Commission

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