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[SITUATION] · [ACTIVE] · [BUSINESS]
2 clusters · 2 sources · 12 days · First seen · Last updated
Vietnam securities regulatory enforcement
Overview
The State Securities Inspectorate and the State Securities Commission of Vietnam have issued administrative fines to investment firms for disclosure violations.
In late October 2026, IDJ Vietnam Investment JSC was fined 92.5 million VND for failing to publish audited financial statements and an annual report within required deadlines. This regulatory action followed reports of a significant financial downturn for the company, including an 86.9% year-on-year drop in net revenue.
In November 2026, F88 Investment JSC received a 150 million VND fine for disclosing incorrect information within a prospectus. The error concerned the reported number of board memberships held by a specific individual. The company was ordered to issue a formal correction of the data.
Entities
Hanoi Stock Exchange · State Securities Commission of Vietnam · F88 Investment JSC · State Securities Commission · Nguyen Xuan Giao
Timeline
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[BUSINESS] 2 sourcesF88 Investment JSC fined for incorrect information disclosure
F88 Investment JSC was fined 150 million VND by Vietnam's State Securities Commission for disclosing inaccurate board membership information in its 2026 prospectus.
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[BUSINESS] 3 sourcesIDJ Vietnam fined for delayed information disclosure
IDJ Vietnam Investment JSC was fined 92.5 million VND for failing to disclose 2025 financial reports and annual documents on time.
Sources
cafef.vn · kenh14.vn